Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. and play a critical role in safeguarding our operations. We're urgently seeking a detail-oriented Compliance Officer to ensure adherence to federal regulations, industry standards, and internal policies. This high-impact position offers career growth in a thriving financial hub with comprehensive benefits and competitive compensation.
Our Chicago headquarters offers a collaborative environment where you'll work alongside industry experts while enjoying the city's vibrant culture. Apply today to become part of our mission-driven organization committed to ethical excellence.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and state regulations
- Conduct thorough risk assessments and internal audits to identify compliance gaps
- Prepare detailed regulatory reports and documentation for executive stakeholders
- Train staff on compliance protocols and regulatory updates
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and audit teams on compliance initiatives
- Stay current on evolving financial regulations and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 7, 63, and 24 certifications required
- Expertise in AML, KYC, and Dodd-Frank regulations
- Strong analytical skills with attention to detail
- Exceptional written and verbal communication abilities
- Proficiency in compliance software (e.g., ComplySci, Actimize)
- Ability to thrive in fast-paced, deadline-driven environments