Job Description
Are you a strategic thinker with a keen eye for detail looking to drive integrity within a dynamic organization? Apex Regulatory Solutions is seeking a highly skilled Compliance Officer to join our elite team in Columbus, OH.
In this pivotal role, you will act as the guardian of our regulatory standards, ensuring our operations adhere to federal and state laws while mitigating risk. We are offering a competitive compensation package with a base salary ranging from $80,000 to $120,000, reflecting our commitment to attracting top-tier talent.
Why Join Us?
We provide a collaborative work environment, comprehensive health benefits, a 401(k) matching program, and ample opportunities for professional development. If you are ready to elevate your career in a high-impact environment, apply today.
Responsibilities
- Develop, implement, and maintain a comprehensive compliance program to ensure adherence to all applicable laws, regulations, and internal policies.
- Monitor changes in regulatory frameworks (e.g., FINRA, SEC, HIPAA) and assess the impact on company operations.
- Conduct regular internal audits and risk assessments to identify vulnerabilities and recommend corrective actions.
- Prepare and present detailed compliance reports to the Board of Directors and executive management.
- Lead training sessions and workshops to educate employees on compliance standards and ethical practices.
- Investigate potential violations of company policy or regulatory requirements and enforce disciplinary actions when necessary.
- Coordinate with external legal counsel and regulatory bodies during audits or inquiries.
Qualifications
- Bachelor’s degree in Business Administration, Law, Finance, or a related field (Master’s degree or JD preferred).
- Minimum of 5+ years of experience in compliance, risk management, or auditing within the financial services or healthcare sector.
- Professional certifications such as CFE, CIA, CPA, or CFE are highly preferred.
- Deep understanding of SOX, AML, KYC, and other relevant compliance regulations.
- Exceptional analytical skills with the ability to interpret complex data and regulations.
- Strong written and verbal communication skills, capable of influencing stakeholders at all levels.
- Ability to work independently and manage multiple priorities in a fast-paced environment.