Job Description
Join our award-winning compliance team at Global Financial Solutions Inc. in Plano, TX, where we're revolutionizing financial oversight with cutting-edge technology. As a Senior Compliance Officer, you'll safeguard our operations while enjoying industry-leading compensation, comprehensive benefits, and a dynamic culture focused on professional growth. This role offers unparalleled opportunities to shape regulatory strategy and impact financial safety standards.
We provide competitive bonuses, flexible work arrangements, and continuous learning programs including annual compliance certifications. Our state-of-the-art facility in Plano's business district offers modern amenities and a collaborative environment where your expertise drives real change.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal (FinCEN, OCC) and state regulations
- Conduct high-stakes internal audits and risk assessments for financial products and services
- Lead investigations into regulatory violations and recommend corrective actions
- Collaborate with legal and executive teams to ensure policy adherence across 15+ business units
- Train 50+ employees on BSA/AML, SOX, and data privacy protocols
- Monitor regulatory changes and update compliance frameworks quarterly
- Prepare executive reports on compliance metrics and emerging risks
Qualifications
- Bachelor's degree in Finance, Law, or related field; advanced degree preferred
- 7+ years of compliance experience in financial services or fintech
- Certified Compliance & Regulatory Professional (CCRP) or CAMS designation
- Expert knowledge of BSA/AML, SOX 404, and Dodd-Frank regulations
- Proven experience leading compliance programs with $1B+ AUM
- Advanced proficiency in compliance software (e.g., RSA Archer, MetricStream)
- Exceptional analytical skills with attention to regulatory nuances
- Strong communication skills for presenting to C-suite and regulators