Job Description
Join our dynamic compliance team in Arlington, TX as a Compliance Officer. You'll be instrumental in ensuring organizational adherence to federal regulations, industry standards, and internal policies. This role offers the opportunity to work with cross-functional teams to implement robust compliance frameworks, conduct risk assessments, and drive ethical business practices. We offer competitive benefits, professional development opportunities, and a collaborative work environment.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with regulatory requirements
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate potential violations and recommend corrective actions
- Stay current on evolving regulations (e.g., SOX, HIPAA, GDPR)
- Prepare compliance reports for executive leadership and regulatory bodies
- Train employees on compliance policies and procedures
- Collaborate with legal and HR departments on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance or regulatory experience
- Strong knowledge of financial services regulations
- Certification (e.g., CCEP, CAMS) preferred
- Excellent analytical and problem-solving skills
- Ability to interpret complex regulatory documents
- Proficiency in compliance software (e.g., RSA Archer, MetricStream)
- Strong written and verbal communication skills