Job Description
Join Detroit's premier financial institution as our next Senior Compliance Officer. We're seeking a dedicated professional to ensure regulatory adherence and drive ethical business practices in a dynamic urban environment. Enjoy competitive compensation, comprehensive benefits, and opportunities for career advancement within our Fortune 500-ranked organization.
Responsibilities
- Develop and implement compliance programs aligned with federal regulations (Dodd-Frank, SOX, AML)
- Conduct internal audits and risk assessments across 15+ business units
- Train 200+ employees on regulatory updates and ethical guidelines
- Manage regulatory relationships with SEC, CFTC, and state authorities
- Investigate potential violations and recommend corrective actions
- Prepare monthly compliance reports for executive leadership
- Lead cross-departmental compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field required
- 5+ years compliance experience in financial services
- CCEP (Certified Compliance & Ethics Professional) certification
- Expertise in FINRA, SEC, and Michigan state regulations
- Advanced proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Strong analytical and investigative skills
- Excellent written/verbal communication abilities
- Experience managing compliance teams preferred