Job Description
Join our dynamic Irvine-based team as a Compliance Officer with flexible scheduling options! At Innovate Solutions Group, we value work-life balance while maintaining industry-leading standards. This hybrid role offers remote flexibility alongside collaborative in-office days, allowing you to thrive professionally while accommodating personal commitments. You'll be instrumental in safeguarding our organization's regulatory integrity within the fast-evolving fintech landscape.
Responsibilities
- Develop and implement comprehensive compliance frameworks aligned with federal (SEC, FINRA, CFPB) and state regulations
- Conduct risk assessments and internal audits to identify regulatory vulnerabilities
- Prepare detailed compliance reports for executive stakeholders and regulatory bodies
- Train staff on regulatory updates and ethical protocols through engaging workshops
- Manage compliance documentation and maintain audit-ready electronic records
- Collaborate with legal and operations teams to embed compliance into business processes
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or fintech
- Active CRCM or CCEP certification required
- Expertise in CA-specific financial regulations and AML protocols
- Exceptional analytical skills with attention to regulatory nuances
- Proven ability to translate complex regulations into actionable policies
- Strong written/verbal communication with cross-functional teams