Job Description
Join our elite compliance team at Global Financial Solutions Inc., a Fortune 500 financial services leader headquartered in Minneapolis. We're seeking a Senior Compliance Officer to architect and implement cutting-edge regulatory frameworks in a dynamic, high-stakes environment. This pivotal role offers unparalleled career growth, competitive compensation, and the opportunity to shape compliance strategy for our $50B+ asset portfolio.
Our Minneapolis hub offers hybrid flexibility, world-class benefits including 401k matching, and a collaborative culture where compliance professionals are valued as strategic partners. Ideal candidates thrive in fast-paced financial markets and possess deep expertise in regulatory landscapes.
Responsibilities
- Develop and execute enterprise-wide compliance programs aligned with federal regulations (Dodd-Frank, SEC, FINRA) and state-specific Minnesota banking laws
- Lead internal audits and risk assessments across 15+ business units, documenting findings and driving corrective actions
- Advise executive leadership on regulatory changes, providing actionable insights through quarterly compliance dashboards
- Manage cross-functional initiatives with Legal, Operations, and Audit teams to ensure cohesive control frameworks
- Mentor junior compliance specialists through structured training programs and certification pathways
- Represent the company in regulatory examinations and maintain ongoing dialogue with state/federal authorities
Qualifications
- Bachelor's degree in Finance, Law, or related field; advanced degree (JD, MBA, CRCM) strongly preferred
- 7+ years progressive compliance experience in financial services or regulated industries
- Expert knowledge of federal banking regulations and Minnesota state compliance statutes
- Proven track record leading complex compliance projects with $10M+ budgets
- Professional certifications (CRCM, CAMS, CCEP) or equivalent regulatory credentials
- Exceptional analytical skills with proficiency in compliance management software (e.g., MetricStream, RSA Archer)
- Strong presentation skills with experience testifying before regulatory bodies