Job Description
Join our elite compliance team in Miami's thriving financial district as a Senior Compliance Officer. We're seeking a strategic leader to drive regulatory excellence in a high-growth fintech environment. This premium role offers competitive compensation, comprehensive benefits, and the opportunity to shape compliance frameworks for international operations.
Our ideal candidate thrives in dynamic regulatory landscapes and possesses deep expertise in FINRA, SEC, and AML regulations. Enjoy Miami's vibrant culture while advancing your career in a company that values innovation and integrity.
Responsibilities
- Develop and implement robust compliance programs aligned with federal regulations (Dodd-Frank, BSA/AML)
- Conduct risk assessments and internal audits for financial transactions
- Lead regulatory reporting to SEC, FINRA, and state authorities
- Train staff on compliance policies and emerging regulatory changes
- Manage investigations of potential violations and remediation efforts
- Collaborate with legal team on regulatory filings and enforcement responses
- Monitor global regulatory developments impacting US operations
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 7+ years compliance experience in financial services or fintech
- Certified Regulatory Compliance Manager (CRCM) or CAMS designation
- Expertise in SEC, FINRA, and Florida-specific regulations
- Advanced knowledge of AML/KYC protocols and transaction monitoring
- Experience managing compliance audits and regulatory examinations
- Strong analytical skills with proficiency in compliance software (e.g., Actimize)