Job Description
Join our elite compliance team at Global Financial Solutions Inc. as a Senior Compliance Officer in Durham, NC. This high-impact role offers a competitive salary package and the opportunity to shape regulatory strategy for a Fortune 500 financial institution. You'll be instrumental in ensuring adherence to federal and state regulations while driving innovation in compliance frameworks. We provide comprehensive benefits including performance bonuses, flexible work arrangements, and professional development funding. If you're a detail-oriented professional seeking career growth in a dynamic environment, apply today to join our award-winning team.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with FINRA, SEC, and NC state regulations
- Conduct high-stakes internal audits and risk assessments across all business units
- Lead regulatory reporting initiatives and respond to inquiries from regulatory bodies
- Design and deliver compliance training for 200+ employees using LMS platforms
- Collaborate with legal and executive teams on policy development and enforcement
- Monitor emerging regulatory changes and recommend strategic adaptations
- Manage compliance investigations and remediation processes
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 7+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) designation required
- Advanced knowledge of Dodd-Frank Act, AML regulations, and SEC rules
- Proven experience managing compliance audits and investigations
- Expertise in compliance software (e.g., Certify, OnBase)
- Strong analytical skills with data interpretation abilities
- Excellent communication skills for stakeholder engagement