Job Description
Join our elite compliance team at Global Financial Partners Inc., a leading financial institution in the heart of Manhattan. We seek a highly motivated Senior Compliance Officer to drive regulatory excellence and mitigate risk in a dynamic global market. This premium role offers exceptional compensation, comprehensive benefits, and career advancement opportunities in one of the world's most vibrant financial hubs.
Responsibilities
- Develop and implement robust compliance frameworks aligned with FINRA, SEC, and NYDFS regulations
- Conduct high-stakes regulatory audits and internal control assessments
- Lead AML/KYC investigations and remediation initiatives
- Advise senior leadership on emerging regulatory risks and compliance trends
- Manage cross-functional compliance training programs for 500+ employees
- Coordinate with external regulators and legal counsel during examinations
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 7+ years of compliance experience in financial services
- CAMS or CRCM certification required
- Expertise in FINRA rules, SEC regulations, and NYDFS requirements
- Proven track record in leading complex compliance investigations
- Advanced analytical skills with regulatory reporting tools
- Strong interpersonal skills for stakeholder management across all levels