Job Description
Join Regulatory Solutions Group, a leader in compliance innovation, as a Part-Time Compliance Officer in Greensboro, NC. We're seeking a detail-oriented professional to safeguard our operations while maintaining industry-leading standards. This hybrid role offers flexible scheduling (20-25 hours/week) and the opportunity to shape our compliance framework in a dynamic environment.
As a key member of our risk management team, you'll ensure adherence to FINRA, SEC, and state regulations while driving continuous improvement. We provide competitive compensation, professional development opportunities, and a collaborative culture where your expertise directly impacts organizational success.
Responsibilities
- Monitor regulatory changes and implement updated compliance procedures across all business units
- Conduct internal audits and risk assessments to identify potential compliance gaps
- Develop and deliver compliance training programs for staff at all levels
- Prepare detailed regulatory reports for executive leadership and external auditors
- Investigate and resolve compliance violations with appropriate corrective actions
- Maintain accurate compliance documentation and electronic filing systems
- Collaborate with legal and operations teams to embed compliance into daily workflows
Qualifications
- Bachelor's degree in Business, Finance, Law, or related field (or equivalent experience)
- Minimum 2 years of compliance, auditing, or regulatory experience
- Strong knowledge of FINRA rules and SEC regulations
- Excellent analytical skills with attention to detail and accuracy
- Ability to communicate complex concepts clearly to diverse audiences
- Proficient in compliance management software (e.g., Compliance.ai, DiligenceVault)
- Strong organizational skills with ability to manage multiple priorities