Job Description
Join our award-winning compliance team in Detroit and become a guardian of ethical business practices. As a Compliance Officer, you'll ensure adherence to federal regulations, mitigate risks, and foster a culture of integrity within our financial services organization. We offer competitive compensation, comprehensive benefits, and opportunities for professional growth in a dynamic urban environment.
Responsibilities
- Monitor regulatory changes and implement compliance policies for financial transactions
- Conduct internal audits and risk assessments across all departments
- Investigate potential violations and recommend corrective actions
- Develop training programs for employees on regulatory requirements
- Collaborate with legal counsel on compliance-related matters
- Prepare detailed reports for executive leadership and regulatory bodies
- Stay updated on FINRA, SEC, and state banking regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong knowledge of banking regulations and AML laws
- Exceptional analytical and problem-solving skills
- Ability to interpret complex regulatory documents
- Proficient with compliance management software
- Excellent written and verbal communication abilities