Job Description
Join our dynamic team as a Part-Time Compliance Officer and become a guardian of regulatory integrity in Nevada's thriving financial sector. This role offers flexible scheduling while allowing you to make a significant impact on organizational compliance frameworks. You'll work closely with senior leadership to implement robust compliance programs, conduct risk assessments, and ensure adherence to federal and state regulations. Perfect for professionals seeking work-life balance without compromising career growth in a rapidly evolving compliance landscape.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and compliance reviews across departments
- Develop and deliver compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Maintain accurate compliance documentation and reporting
- Collaborate with legal counsel on regulatory matters
- Prepare periodic compliance reports for executive stakeholders
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance/regulatory experience
- Strong knowledge of FINRA, SEC, and Nevada state regulations
- Excellent written communication and documentation skills
- Ability to work independently with minimal supervision
- Proficiency in compliance management software
- Certified Regulatory Compliance Manager (CRCM) preferred