Job Description
We are seeking a highly detail-oriented and experienced Part-Time Compliance Officer to join our dynamic team in the heart of Boston. In this pivotal role, you will play a critical part in safeguarding our organization by ensuring strict adherence to federal, state, and local regulations while enjoying a flexible schedule that suits your lifestyle.
If you have a passion for regulatory excellence and want to make a significant impact within a reputable financial institution, we want to hear from you.
Responsibilities
- Monitor and ensure full adherence to federal, state, and local laws, regulations, and internal policies.
- Conduct regular internal audits and risk assessments to identify compliance gaps and potential vulnerabilities.
- Prepare and submit comprehensive reports to regulatory bodies and senior management.
- Develop, update, and maintain accurate compliance documentation and training materials.
- Provide expert guidance and training to staff members on regulatory requirements and best practices.
- Investigate and resolve compliance issues or internal investigations promptly.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field required.
- 3-5 years of progressive experience in compliance, risk management, or auditing within the financial services sector.
- Strong working knowledge of relevant financial regulations (e.g., SEC, FINRA, state banking laws).
- Excellent analytical, problem-solving, and organizational skills.
- Strong written and verbal communication abilities with a keen attention to detail.
- Ability to work independently and manage multiple priorities in a fast-paced environment.