Job Description
Join our dynamic team at Phoenix Financial Solutions as a Part-Time Compliance Officer. In this pivotal role, you'll safeguard our organization's integrity by ensuring adherence to federal, state, and industry regulations. Enjoy flexible scheduling while making a tangible impact in a growing financial services firm. We offer competitive compensation, professional development opportunities, and a collaborative work environment in the heart of Phoenix.
Responsibilities
- Monitor regulatory changes and implement updated compliance protocols
- Conduct internal audits and risk assessments across departments
- Develop and maintain comprehensive compliance documentation
- Train staff on regulatory requirements and ethical practices
- Investigate and resolve compliance breaches with corrective action plans
- Collaborate with legal counsel on regulatory matters
- Prepare compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 2+ years of compliance/regulatory experience
- Knowledge of FINRA, SEC, and Arizona state regulations
- Strong analytical and problem-solving abilities
- Excellent written and verbal communication skills
- Proficiency with compliance software (e.g., Compliance.ai)
- Ability to work independently with minimal supervision