Job Description
Join our dynamic team at Compliance Solutions Inc. as a Full-Time Compliance Officer in Chandler, AZ. We're seeking a detail-oriented professional to ensure regulatory adherence and drive ethical business practices. This hybrid role offers competitive compensation, comprehensive benefits, and opportunities for professional growth in a thriving tech corridor.
Responsibilities
- Monitor and interpret regulatory changes affecting financial services
- Develop and implement compliance policies and procedures
- Conduct internal audits and risk assessments
- Prepare regulatory reports and maintain documentation
- Collaborate with legal and finance departments on compliance initiatives
- Train staff on compliance protocols and ethical standards
- Investigate potential violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Knowledge of FINRA, SEC, and state regulations
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong analytical and problem-solving skills
- Proficiency in compliance software and MS Office Suite
- Excellent written and verbal communication abilities