Job Description
Join our dynamic team as a Compliance Officer where your expertise ensures regulatory excellence while enjoying the benefit of weekly pay. We're seeking a detail-oriented professional to safeguard our financial operations and uphold industry standards in Fort Worth's thriving business landscape. This role offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a growing organization.
Responsibilities
- Monitor and ensure adherence to federal/state regulations (FINRA, SEC, AML)
- Develop/implement compliance policies and procedures
- Conduct internal audits and risk assessments
- Train staff on regulatory updates and best practices
- Investigate and resolve compliance violations
- Prepare detailed compliance reports for stakeholders
- Collaborate with legal and senior leadership on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in finance
- Relevant certifications (CRCM, CAMS, CCEP) preferred
- Proficiency in compliance software (e.g., Smartsheet, Certify)
- Strong analytical and problem-solving abilities
- Excellent written/verbal communication skills
- Ability to manage multiple deadlines in fast-paced environment