Job Description
Join our dynamic team as a Compliance Officer in Jacksonville, FL and receive an exceptional sign-on bonus! We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks in our fast-paced financial services environment. This role offers career growth, competitive compensation, and the opportunity to make a tangible impact on our compliance framework.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, AML)
- Conduct internal audits and risk assessments to identify compliance gaps
- Train staff on regulatory requirements and policy updates
- Investigate and resolve compliance violations with corrective action plans
- Prepare detailed reports for senior management and regulatory bodies
- Collaborate with legal and operations teams on compliance initiatives
- Stay current on industry regulations and emerging trends
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong knowledge of FINRA/SEC regulations and AML protocols
- Exceptional analytical and problem-solving skills
- Proficiency in compliance software (e.g., ComplyAssistant)
- Excellent written and verbal communication abilities
- Ability to handle sensitive information with discretion