Job Description
Join our dynamic team as an Immediate Hire Compliance Officer in sunny Chula Vista, CA! We're seeking a detail-oriented professional to ensure regulatory adherence and ethical standards across our financial services operations. This is your opportunity to make an immediate impact in a fast-paced environment while advancing your career in compliance.
Pacific Coast Compliance Group offers a competitive compensation package, comprehensive benefits, and a culture that values integrity and professional growth. If you're ready to hit the ground running in a mission-critical role, apply today!
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (FINRA, SEC, CFPB)
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate regulatory violations and recommend corrective actions
- Prepare detailed compliance reports for executive stakeholders
- Train staff on regulatory updates and policy changes
- Stay current with industry regulations through continuous research
- Collaborate with legal and senior leadership on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML requirements
- Certified Compliance & Ethics Professional (CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Advanced proficiency in Microsoft Office Suite
- Excellent written and verbal communication skills
- Ability to prioritize tasks in a fast-paced environment