Job Description
Join our dynamic compliance team as a Compliance Officer with flexible hours! We're seeking a detail-oriented professional to ensure regulatory adherence while enjoying work-life balance. At Global Compliance Solutions, we empower our team with modern tools and a supportive culture. This hybrid role offers remote flexibility with 2-3 days in-office collaboration in our Chula Vista headquarters. Enjoy competitive compensation, comprehensive benefits, and career growth opportunities in a rapidly expanding industry.
Responsibilities
- Monitor and interpret regulatory changes (FINRA, SEC, state/federal laws) to update compliance protocols
- Conduct internal audits and risk assessments with thorough documentation
- Develop and deliver compliance training programs for staff across departments
- Investigate and resolve compliance violations with actionable corrective plans
- Collaborate with legal and executive teams on policy development and implementation
- Maintain compliance databases and generate executive dashboards
- Act as primary liaison during regulatory examinations and audits
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services or regulated industries
- Certified Compliance & Ethics Professional (CCEP) designation required
- Advanced knowledge of FINRA rules, SEC regulations, and CA state laws
- Exceptional analytical skills with attention to detail
- Strong written/verbal communication and presentation abilities
- Proficiency in compliance software (e.g., Compliance.ai, LogicGate)
- Ability to manage competing priorities with flexible scheduling