Job Description
Join our award-winning compliance team in Buffalo as a Compliance Officer where we provide all necessary equipment for remote and hybrid work. As a key member of our regulatory affairs division, you'll ensure adherence to federal, state, and industry standards while driving our compliance framework forward. We offer competitive benefits, professional development opportunities, and a collaborative work environment.
Responsibilities
- Monitor regulatory changes and update compliance policies/procedures
- Conduct internal audits and risk assessments for financial services operations
- Develop training materials and lead compliance workshops for staff
- Investigate potential violations and prepare detailed incident reports
- Liaise with regulatory bodies during examinations and inquiries
- Implement corrective action plans and track resolution timelines
- Maintain electronic compliance records using provided secure systems
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Knowledge of NYDFS regulations, AML, and BSA requirements
- Certified Regulatory Compliance Manager (CRCM) or equivalent
- Experience with compliance management software (provided)
- Strong analytical skills and attention to detail
- Excellent written communication and documentation abilities
- Ability to work independently with provided equipment