Job Description
Join our dynamic compliance team at Nevada Financial Solutions Inc., a leading financial services firm in Reno, NV. We're seeking a meticulous Compliance Officer to safeguard regulatory integrity and drive ethical practices across all operations. This role offers hybrid flexibility and competitive benefits in Nevada's booming fintech sector. If you're passionate about regulatory excellence and want to make a tangible impact, we encourage you to apply today.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal (FINRA, SEC, CFPB) and state regulations
- Conduct internal audits and risk assessments to identify compliance gaps
- Investigate regulatory violations and recommend corrective actions
- Provide compliance training to staff and stakeholders
- Stay current on evolving regulatory changes affecting financial services
- Prepare and submit regulatory reports to governing bodies
- Collaborate with legal and executive teams on compliance strategies
Qualifications
- Bachelor's degree in Finance, Business Administration, or related field
- 3+ years of compliance experience in financial services or fintech
- Strong knowledge of FINRA rules, SEC regulations, and state compliance requirements
- Certified Regulatory Compliance Manager (CRCM) or equivalent preferred
- Proficient in compliance management software (e.g., RSA Archer, LogicGate)
- Exceptional analytical and problem-solving skills
- Ability to communicate complex regulatory concepts to non-experts