Job Description
Join Jacksonville's premier financial services firm as a Compliance Officer! We're seeking a detail-oriented professional to safeguard regulatory compliance and drive ethical excellence. Enjoy competitive compensation, comprehensive benefits, and career growth in Florida's dynamic financial hub.
Why Apply Today?
• Industry-leading training programs
• Hybrid work flexibility
• Direct impact on organizational integrity
Responsibilities
- Develop and implement compliance policies aligned with federal regulations (FINRA, SEC, OFAC)
- Conduct risk assessments and internal audits for financial transactions
- Investigate and resolve compliance violations with corrective action plans
- Train staff on regulatory updates and ethical standards
- Collaborate with legal team on regulatory changes and enforcement actions
- Prepare comprehensive compliance reports for executive leadership
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years compliance experience in financial services
- Strong knowledge of FINRA/SEC regulations and AML procedures
- Certified Compliance & Ethics Professional (CCEP) designation
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance management software (e.g., ComplianceEase)