Job Description
Join our dynamic team at Omaha Financial Services as a Compliance Officer! We're seeking a detail-oriented professional to ensure regulatory adherence and foster a culture of compliance excellence. This is a direct-hire opportunity offering competitive compensation, comprehensive benefits, and career growth in Omaha's thriving financial sector. Apply today to become a guardian of integrity!
Responsibilities
- Monitor and interpret federal/state regulations (FINRA, SEC, FFIEC) applicable to financial services
- Develop, implement, and maintain compliance policies/procedures
- Conduct internal audits and risk assessments
- Train staff on compliance protocols and regulatory updates
- Investigate and resolve compliance violations
- Prepare regulatory reports and disclosures
- Collaborate with legal and audit teams
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in finance
- Certifications (CRCM, CAMS, or CCEP) preferred
- Strong knowledge of banking regulations
- Exceptional analytical and problem-solving skills
- Excellent written/verbal communication abilities
- Proficiency with compliance software (e.g., OnBase, Relativity)
- Proven track record in risk mitigation