Job Description
We are seeking a dedicated and detail-oriented Compliance Officer to join our dynamic team in Lubbock, TX. In this pivotal role, you will ensure our organization adheres to all applicable laws, regulations, and internal policies. You will play a critical part in mitigating risk, fostering a culture of integrity, and maintaining our reputation as a trusted financial entity in the region.
Why Join Us?
We offer a competitive benefits package, opportunities for professional growth, and a collaborative work environment.
Responsibilities
- Conduct comprehensive internal audits and risk assessments to identify potential compliance vulnerabilities.
- Monitor changes in federal, state, and local regulations to ensure our policies remain up-to-date.
- Develop and implement effective compliance training programs for staff and management.
- Investigate and resolve internal compliance issues and report findings to senior management.
- Coordinate with external auditors and regulatory bodies during inspections.
- Ensure proper documentation of all compliance activities and maintain accurate records.
- Advise leadership on risk mitigation strategies and best practices.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field.
- 3-5 years of experience in a compliance, risk management, or internal auditing role.
- Experience with specific regulatory frameworks (e.g., FINRA, SEC, or state banking regulations) is highly preferred.
- Strong understanding of OSHA and HIPAA regulations.
- Excellent analytical and problem-solving skills.
- Strong written and verbal communication abilities.
- Must possess a valid driver's license and be willing to travel within the region.