Job Description
Join our dynamic team as a Compliance Officer at Global Financial Services Inc. in Newark, NJ! We're seeking a detail-oriented professional to safeguard our organization's integrity through robust regulatory oversight. In this pivotal role, you'll develop and implement compliance frameworks, ensuring adherence to federal regulations, industry standards, and internal policies. Enjoy competitive compensation, comprehensive benefits, and opportunities for career growth in a collaborative environment.
Our ideal candidate thrives in fast-paced financial settings and possesses a deep understanding of risk management. You'll collaborate with cross-functional teams to drive compliance excellence while fostering a culture of ethical conduct. If you're ready to make an impact in a forward-thinking organization, apply today!
Responsibilities
- Develop, implement, and maintain comprehensive compliance programs aligned with FINRA, SEC, and AML regulations
- Conduct risk assessments and internal audits to identify compliance gaps and recommend corrective actions
- Monitor regulatory updates and ensure organizational policies remain current with evolving laws
- Provide compliance training and guidance to employees across all departments
- Investigate potential violations and prepare detailed reports for senior leadership
- Collaborate with legal and audit teams to ensure cohesive risk management strategies
- Maintain accurate compliance documentation and prepare regulatory filings
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field; Master's degree or CRCM/CAMS certification preferred
- Minimum 5 years of compliance experience in financial services or regulated industry
- Expert knowledge of federal regulations including Dodd-Frank, BSA, and AML/KYC requirements
- Strong analytical skills with ability to interpret complex regulatory frameworks
- Exceptional communication skills for training stakeholders and presenting findings
- Proficiency in compliance management software (e.g., RSA Archer, LogicGate)
- Proven ability to manage multiple priorities in a deadline-driven environment