Job Description
Join Trinity Financial Solutions as a Remote-Friendly Compliance Officer and become a guardian of ethical standards in Albuquerque's thriving financial sector. We're seeking a meticulous professional to ensure regulatory adherence while enjoying the flexibility of remote work. You'll play a pivotal role in safeguarding our operations while contributing to New Mexico's growing compliance landscape.
Our Albuquerque-based team offers competitive benefits, professional development opportunities, and a culture that values work-life balance. Enjoy the unique blend of New Mexico's vibrant culture and the autonomy of remote work while making a tangible impact in financial compliance.
Responsibilities
- Develop and implement comprehensive compliance programs aligned with federal and state regulations
- Conduct regular audits and risk assessments to identify potential compliance gaps
- Prepare detailed regulatory reports and maintain accurate compliance documentation
- Collaborate with legal and finance teams to ensure policy adherence
- Provide compliance training to staff across remote and Albuquerque-based offices
- Monitor regulatory changes and update procedures accordingly
- Investigate compliance violations and recommend corrective actions
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and state regulatory requirements
- Certified Regulatory Compliance Manager (CRCM) designation required
- Exceptional analytical and problem-solving abilities
- Proven experience with remote collaboration tools
- Excellent written and verbal communication skills
- Ability to work independently with minimal supervision