Job Description
Join our dynamic team as a Compliance Officer at Arlington Financial Group, where integrity meets innovation. You'll safeguard our operations by ensuring adherence to federal regulations, internal policies, and industry standards. This role offers the opportunity to shape compliance frameworks while working in a collaborative, growth-oriented environment.
Responsibilities
- Monitor regulatory changes (FINRA, SEC, OCC) and update compliance procedures
- Conduct internal audits and risk assessments for financial products
- Train staff on AML, KYC, and anti-fraud protocols
- Investigate compliance violations and recommend corrective actions
- Prepare detailed reports for executive leadership and regulatory bodies
- Collaborate with legal and risk management departments
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 3+ years compliance experience in financial services
- CCP or CAMS certification preferred
- Strong knowledge of banking regulations (Dodd-Frank, BSA)
- Exceptional analytical and problem-solving skills
- Proficiency in compliance management software