Job Description
Join our dynamic compliance team at Global Financial Solutions Inc. as a Remote-Friendly Compliance Officer based in Houston, TX. You'll be instrumental in ensuring our organization adheres to federal regulations, industry standards, and internal policies while supporting our remote-first work culture. This role offers the flexibility to work from anywhere while maintaining strong connections with our Houston-based team.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with FINRA, SEC, and federal regulations
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory changes and compliance protocols
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- FINRA Series 24, 26, or 27 certification required
- Strong knowledge of federal regulations (Dodd-Frank, AML, BSA)
- Experience with compliance software (e.g., MetricStream, RSA Archer)
- Exceptional analytical and problem-solving abilities
- Remote work experience with strong communication skills