Job Description
Join our elite compliance team at Global Financial Solutions Inc. in the heart of Los Angeles! We're seeking a meticulous Compliance Officer to safeguard our operations against regulatory risks while driving ethical excellence. Enjoy a competitive salary, generous sign-on bonus, and comprehensive benefits in a dynamic financial hub. This role offers unparalleled growth opportunities and the chance to shape compliance strategies for a Fortune 500 company.
Responsibilities
- Develop and implement compliance frameworks aligned with federal/state regulations (Dodd-Frank, CCPA)
- Conduct risk assessments and internal audits across 15+ business units
- Investigate regulatory violations and recommend corrective actions
- Train 200+ employees on compliance protocols via LMS platform
- Liaise with regulators (SEC, CFTC) and maintain audit trails
- Lead cross-functional projects for SOX and GDPR compliance
- Generate executive reports on KPIs and emerging risks
Qualifications
- Bachelor's degree in Finance, Law, or related field (MBA/JD preferred)
- 5+ years compliance experience in financial services
- CCEP or CAMS certification required
- Expertise in AML/KYC regulations and enforcement actions
- Advanced data analysis skills (SQL, Power BI)
- Proven track record of regulatory investigations
- Strong written/verbal communication for stakeholder management