Job Description
Join our award-winning compliance team at Global Financial Services Inc. and become a guardian of regulatory excellence in Houston's thriving financial sector. We're seeking a detail-oriented Compliance Officer to navigate complex regulatory landscapes and drive ethical business practices. With a competitive salary package including a substantial sign-on bonus, this role offers unparalleled growth opportunities in a dynamic environment.
Our Houston office combines cutting-edge technology with a collaborative culture, empowering you to make tangible impacts. Enjoy comprehensive benefits, flexible work arrangements, and continuous professional development tailored to compliance professionals. This is your chance to elevate your career while safeguarding our organization's integrity.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FINRA, SEC, OCC)
- Conduct risk assessments and internal audits for financial products and services
- Investigate regulatory violations and recommend corrective actions
- Prepare comprehensive reports for senior management and regulatory bodies
- Train staff on compliance policies and regulatory updates
- Collaborate with legal and business units on regulatory changes
- Manage compliance documentation and retention policies
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or CCEP designation
- Deep knowledge of federal banking regulations and Texas state laws
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Proficiency in compliance management software (e.g., Fenergo, Nascom)