Job Description
Join our prestigious financial institution in Washington, DC as a Compliance Officer and start making an impact tomorrow! We're seeking a detail-oriented professional to ensure regulatory adherence while shaping our compliance framework. Enjoy competitive benefits, flexible work arrangements, and career growth in a dynamic environment. Apply now to join our mission-driven team.
Responsibilities
- Develop and implement compliance policies aligned with federal regulations (SEC, FINRA, OCC)
- Conduct risk assessments and internal audits for financial products
- Monitor regulatory changes and update compliance procedures accordingly
- Train staff on AML/KYC protocols and ethical guidelines
- Investigate compliance violations and recommend corrective actions
- Prepare regulatory reports for federal agencies
- Collaborate with legal and audit teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Law, or related field
- 5+ years of compliance experience in financial services
- Certified Compliance & Ethics Professional (CCEP) preferred
- Expert knowledge of federal banking regulations
- Strong analytical and problem-solving skills
- Experience with compliance management software
- Excellent written and verbal communication abilities
- Ability to handle sensitive information with discretion