Job Description
Join our dynamic team as a Compliance Officer at Global Financial Solutions, where innovation meets integrity in the heart of Jersey City's financial district. We're seeking a detail-oriented professional to ensure regulatory adherence while driving our compliance framework forward. Enjoy weekly pay and a collaborative environment where your expertise directly impacts our success.
Responsibilities
- Monitor regulatory changes and implement compliance policies across financial operations
- Conduct risk assessments and internal audits to identify compliance gaps
- Prepare comprehensive compliance reports for executive stakeholders and regulatory bodies
- Train staff on compliance procedures and regulatory requirements
- Manage investigations into potential violations and recommend corrective actions
- Collaborate with legal and risk teams on compliance initiatives
- Ensure adherence to AML, KYC, and SEC regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field required
- 3+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and NYDFS regulations
- Certification (CRCM, CAMS, or CCEP) preferred
- Exceptional analytical and problem-solving abilities
- Proficiency in compliance management software (e.g., NASD, Bloomberg)
- Excellent communication skills with ability to present complex concepts
- Experience with AML/KYC procedures and transaction monitoring