Job Description
Join our dynamic team at Minneapolis Financial Group as a Compliance Officer and enjoy the unique benefit of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence and risk mitigation. This role offers competitive compensation, comprehensive benefits, and the opportunity to work in a fast-paced financial environment. Apply today and get paid faster!
Responsibilities
- Monitor regulatory changes (FINRA, SEC, AML) and implement compliance policies
- Conduct internal audits and risk assessments across financial operations
- Develop training programs for staff on compliance protocols
- Investigate and resolve compliance violations with corrective action plans
- Prepare mandatory regulatory reports and disclosures
- Collaborate with legal and audit teams on compliance initiatives
- Document compliance procedures and maintain audit trails
Qualifications
- Bachelor's degree in Finance, Business, or Law
- 3+ years of compliance experience in financial services
- FINRA Series 63/65/66 or equivalent certification
- Advanced knowledge of federal/state banking regulations
- Proficiency in compliance software (e.g., Certify, ComplySci)
- Strong analytical and investigative skills
- Excellent written communication for policy documentation