Job Description
Join our award-winning compliance team with comprehensive paid training! We're seeking motivated individuals to become certified Compliance Officers in Jersey City's thriving financial district. No prior experience required – we provide all necessary certifications and mentorship. Enjoy competitive benefits, career advancement opportunities, and work in a dynamic environment shaping regulatory excellence.
What We Offer:
- 6-week paid training program with industry certification
- Health, dental, and vision insurance
- 401(k) with company matching
- Paid time off and flexible scheduling
- Professional development stipend
Responsibilities
- Monitor and ensure adherence to federal/state regulations (SEC, FINRA, AML)
- Conduct internal audits and risk assessments
- Develop/update compliance policies and procedures
- Train staff on regulatory changes and best practices
- Investigate potential compliance violations
- Prepare regulatory reports and documentation
- Collaborate with legal and audit departments
Qualifications
- Bachelor's degree in Finance, Business, or related field
- Strong attention to detail and analytical skills
- Excellent written and verbal communication
- Ability to learn complex regulatory frameworks
- Basic proficiency in Microsoft Office Suite
- Willingness to obtain FINRA Series 63/65 licenses
- US citizenship or permanent residency required
- No prior compliance experience necessary