Job Description
Join our dynamic team as a Part-Time Compliance Officer at Detroit Financial Services Group. We're seeking a detail-oriented professional to ensure regulatory adherence and mitigate risks within our fast-paced financial services environment. This role offers flexible hours while making a significant impact on our compliance framework. Enjoy competitive compensation, remote work options, and opportunities for professional growth in Detroit's thriving financial sector.
Responsibilities
- Monitor regulatory changes (SEC, FINRA, CFPB) and update compliance policies accordingly
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare and submit mandatory regulatory reports to state and federal authorities
- Train staff on compliance procedures and ethical guidelines
- Investigate and resolve compliance violations with appropriate corrective actions
- Maintain accurate compliance documentation and audit trails
- Collaborate with legal and senior leadership on compliance strategy
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- CFP, CAMS, or CCEP certification preferred
- Strong knowledge of federal/state banking regulations
- Exceptional analytical and problem-solving skills
- Proficient in compliance management software (e.g., ComplianceEase)
- Ability to work independently with minimal supervision
- Valid Michigan driver's license and clean background check