Job Description
Join our dynamic team at Apex Financial Solutions as a Compliance Officer with flexible scheduling options! We're seeking a detail-oriented professional to ensure regulatory adherence while maintaining work-life balance. This role offers remote flexibility with occasional in-office collaboration in our downtown Columbus hub. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in the thriving financial sector.
Responsibilities
- Monitor regulatory changes and implement compliance protocols for financial transactions
- Conduct risk assessments and internal audits across business operations
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Develop and maintain compliance training programs for staff
- Investigate potential violations and recommend corrective actions
- Collaborate with legal and risk management teams on compliance initiatives
- Ensure adherence to FINRA, SEC, and state regulations
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Strong knowledge of financial regulations (FINRA, SEC, etc.)
- Excellent analytical and problem-solving skills
- Certified Regulatory Compliance Manager (CRCM) preferred
- Proficiency with compliance software and data analysis tools
- Exceptional written and verbal communication abilities
- Ability to work independently with flexible hours