Job Description
Join our dynamic team as a Compliance Officer in Lubbock, TX and become a guardian of regulatory excellence. We're urgently seeking a detail-oriented professional to ensure adherence to federal regulations, internal policies, and industry standards. This high-impact role offers competitive compensation and the opportunity to shape our compliance framework in a growing financial services organization.
Responsibilities
- Monitor and interpret regulatory changes (e.g., FINRA, SEC, AML) to implement compliance protocols
- Conduct internal audits and risk assessments to identify compliance gaps
- Develop and deliver compliance training programs for staff across departments
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal and executive teams on compliance strategy
- Stay current on industry trends through continuous professional development
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services
- Strong knowledge of regulatory frameworks (Dodd-Frank, SOX, etc.)
- Relevant certifications (CRCM, CCEP, CAMS) highly desirable
- Exceptional analytical and problem-solving abilities
- Proficiency with compliance management software
- Excellent written and verbal communication skills
- Ability to thrive in a fast-paced, deadline-driven environment