Job Description
Join our dynamic team as a Compliance Officer at Coastal Compliance Solutions, where integrity meets innovation. We're urgently seeking a detail-oriented professional to safeguard our operations against regulatory risks in the fast-paced Virginia Beach market. Enjoy competitive compensation, comprehensive benefits, and a collaborative environment where your expertise drives our compliance framework forward. Apply today and make a tangible impact on our organization's ethical standards!
Responsibilities
- Develop and implement compliance programs aligned with federal, state, and industry regulations
- Conduct regular risk assessments and internal audits to identify compliance gaps
- Monitor regulatory changes and update policies/procedures accordingly
- Train staff on compliance protocols and ethical standards
- Investigate and resolve compliance violations with corrective actions
- Prepare comprehensive reports for senior management and regulatory bodies
- Liaise with legal counsel and external auditors during examinations
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of FINRA, SEC, and Virginia state regulations
- Relevant certifications (e.g., CRCM, CAMS) highly valued
- Exceptional analytical and risk assessment capabilities
- Proven experience with compliance software (e.g., RSA Archer, LogicGate)
- Excellent written/verbal communication skills
- Ability to thrive in fast-paced, deadline-driven environments