Job Description
Are you a meticulous professional with a passion for regulatory excellence? SecureFintech Inc. is seeking a dedicated Compliance Officer to join our growing team in Chandler, AZ. In this key leadership role, you will safeguard our organization by ensuring strict adherence to federal, state, and local laws, as well as internal policies.
We offer a competitive benefits package, a collaborative work environment, and the opportunity to drive impactful change within the financial technology sector. If you have a sharp eye for detail and a strong understanding of compliance frameworks, we want to hear from you.
Responsibilities
- Regulatory Oversight: Monitor changes in financial regulations (e.g., AML, KYC, SEC) and ensure the organization adapts its policies and procedures accordingly.
- Internal Audits: Conduct regular internal audits to assess the effectiveness of compliance controls and identify potential risks or vulnerabilities.
- Policy Development: Develop, implement, and maintain comprehensive compliance manuals and training programs for employees.
- Reporting: Prepare and present detailed compliance reports to senior management and regulatory bodies as required.
- Investigations: Lead investigations into potential violations of company policy or law, including interviewing witnesses and documenting findings.
- Vendor Management: Assess the compliance posture of third-party vendors and service providers to ensure they meet our standards.
Qualifications
- Education: Bachelor’s degree in Finance, Law, Business Administration, or a related field is required; Master’s degree preferred.
- Experience: Minimum of 3-5 years of experience in compliance, risk management, or auditing within the financial services or technology industry.
- Licensure: Relevant certifications such as CFE, CIPP/US, or CRCM are highly desirable.
- Knowledge: Deep understanding of AML (Anti-Money Laundering) and KYC (Know Your Customer) regulations.
- Skills: Strong analytical skills with the ability to interpret complex data and regulatory text.
- Communication: Exceptional verbal and written communication skills, capable of training and presenting to diverse audiences.