Job Description
Join our dynamic team as a Compliance Officer where you'll ensure adherence to financial regulations while making a tangible impact. We're seeking a detail-oriented professional to safeguard our operations in Chula Vista's thriving business district. Enjoy competitive benefits, career growth opportunities, and a collaborative work culture committed to excellence.
Responsibilities
- Monitor regulatory changes and update compliance policies accordingly
- Conduct internal audits and risk assessments across financial operations
- Develop and implement compliance training programs for staff
- Investigate potential violations and prepare detailed incident reports
- Collaborate with legal and executive teams on compliance strategy
- Manage regulatory reporting deadlines and documentation requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) preferred
- Strong knowledge of federal/state financial regulations
- Proficient in compliance software and data analysis tools
- Exceptional written communication and documentation skills