Job Description
Join our award-winning compliance team at Global Financial Services Inc. and become a guardian of regulatory excellence in Chicago's dynamic financial landscape. We're urgently seeking a detail-oriented Compliance Officer to drive our risk management framework and ensure adherence to evolving regulations. This is your opportunity to shape compliance strategy while working with industry leaders in a collaborative, growth-oriented environment.
What We Offer:
- Industry-leading compensation with performance bonuses
- Comprehensive benefits package including 401k matching
- Professional development certifications (CRCM, CAMS)
- Flexible hybrid work model
- State-of-the-art downtown Chicago office
Responsibilities
- Develop and implement robust compliance policies aligned with FINRA, SEC, and federal regulations
- Conduct risk assessments and internal audits for financial products and services
- Monitor regulatory changes and update compliance frameworks accordingly
- Train staff on compliance protocols and regulatory requirements
- Investigate potential violations and recommend corrective actions
- Prepare regulatory reports and maintain compliance documentation
- Collaborate with legal and audit teams to ensure cohesive risk management
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Strong knowledge of FINRA, SEC, and AML regulations
- CRCM, CAMS, or CCEP certification required
- Exceptional analytical and problem-solving skills
- Proficiency in compliance management software (e.g., MetricStream, SAI360)
- Excellent written/verbal communication skills
- Experience with risk assessment frameworks