Job Description
Join Orlando Financial Group as a Compliance Officer and enjoy the convenience of weekly pay! We're seeking a detail-oriented professional to ensure regulatory adherence across our financial operations. This full-time role offers competitive compensation, comprehensive benefits, and the opportunity to make a significant impact in a dynamic environment. Apply today and start earning every week!
Responsibilities
- Monitor and ensure compliance with federal, state, and local regulations
- Develop, implement, and update internal compliance policies and procedures
- Conduct regular audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for executive leadership
- Train staff on regulatory requirements and best practices
- Investigate and resolve compliance violations or discrepancies
- Collaborate with legal and management teams on compliance initiatives
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years of compliance or regulatory experience
- Knowledge of FINRA, SEC, and Florida financial regulations
- Strong analytical and problem-solving skills
- Excellent written and verbal communication abilities
- Proficiency in compliance software and MS Office Suite
- Ability to work independently and manage multiple priorities
- Certification (CRCM, CAMS) preferred