Job Description
Join our dynamic compliance team in Lincoln, NE! We're seeking a detail-oriented Compliance Officer to safeguard our operations against regulatory risks. This urgent opening offers competitive compensation, comprehensive benefits, and the opportunity to make a tangible impact in a growing financial services firm. Apply today to join our mission-driven culture.
Responsibilities
- Monitor regulatory changes and implement compliance policies across all departments
- Conduct internal audits and risk assessments to identify compliance gaps
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Develop and deliver employee training on regulatory requirements and ethical standards
- Investigate and resolve compliance violations with corrective action plans
- Collaborate with legal and audit teams to ensure alignment with industry standards
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 3+ years of compliance experience in financial services or regulated industry
- Strong knowledge of federal/state regulations (e.g., FINRA, SEC, AML)
- Excellent analytical skills with attention to detail
- Ability to communicate complex concepts to diverse stakeholders
- Certification (e.g., CRCM, CCEP) or willingness to obtain within 6 months