Job Description
Join our dynamic compliance team at Philadelphia Financial Services Group, a leading regional financial institution with a commitment to ethical excellence and regulatory integrity. We're seeking a proactive Senior Compliance Officer to drive our compliance framework in the heart of Philadelphia's financial district. Enjoy competitive compensation, comprehensive benefits, and opportunities for professional growth in a collaborative environment.
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal regulations (FinCEN, OCC, SEC) and Pennsylvania state laws
- Conduct risk assessments and internal audits to identify compliance gaps in banking operations
- Provide expert guidance to business units on AML/BSA, sanctions, and consumer protection regulations
- Prepare regulatory reports and respond to examinations from FINRA, CFPB, and other regulatory bodies
- Lead compliance training initiatives for 200+ employees across 5 regional branches
- Collaborate with legal and audit teams to ensure consistent regulatory interpretation
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (MBA/JD preferred)
- 5+ years of compliance experience in financial services or regulated industry
- CFMP, CRCM, or CAMS certification required
- Deep knowledge of federal banking regulations (Bank Secrecy Act, Dodd-Frank)
- Proven experience managing compliance audits and regulatory examinations
- Strong analytical skills with proficiency in compliance monitoring software
- Excellent written/verbal communication skills for regulatory reporting