Job Description
Join our award-winning compliance team at Nevada Financial Compliance Group and become a guardian of regulatory excellence in the heart of Henderson! We're urgently seeking a detail-oriented Senior Compliance Officer to safeguard our operations in the dynamic financial services sector. This pivotal role offers competitive compensation, comprehensive benefits, and the chance to shape compliance strategies for a growing organization. If you thrive in fast-paced environments and possess deep expertise in regulatory frameworks, apply today to join our mission of integrity and innovation!
Responsibilities
- Develop, implement, and monitor comprehensive compliance programs aligned with federal/state regulations (e.g., BSA/AML, SEC, FINRA)
- Conduct risk assessments and internal audits to identify compliance gaps and mitigation strategies
- Train staff on regulatory requirements and compliance policies through engaging workshops
- Investigate potential violations and prepare detailed reports for regulatory bodies
- Collaborate with legal, risk, and operations teams to ensure cohesive compliance frameworks
- Stay updated on regulatory changes and advise leadership on compliance implications
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience in financial services or regulated industry
- Strong knowledge of AML, BSA, and SEC/FINRA regulations
- Professional certifications (e.g., CRCM, CAMS, CCEP) highly desirable
- Exceptional analytical skills and attention to detail
- Proven ability to interpret complex regulatory requirements
- Experience with compliance management software (e.g., NAS Compliance, MetricStream)