Job Description
Join our dynamic team as a Senior Compliance Officer at Global Innovations Inc., where your expertise will drive our commitment to regulatory excellence. This remote-friendly position empowers you to safeguard our organization's integrity while enjoying Minneapolis' vibrant culture. You'll develop cutting-edge compliance frameworks, mentor junior staff, and collaborate with executive leadership to embed compliance into our DNA. We offer competitive benefits, flexible work arrangements, and opportunities for professional growth in a forward-thinking environment.
Responsibilities
- Design, implement, and maintain comprehensive compliance programs aligned with federal/state regulations (e.g., SOX, GDPR, ACA)
- Conduct risk assessments and internal audits to identify compliance vulnerabilities
- Develop training materials and deliver engaging compliance education to all departments
- Investigate regulatory violations and implement corrective action plans
- Collaborate with legal and business units on policy development and regulatory changes
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Stay current on evolving regulatory landscapes and industry best practices
Qualifications
- Bachelor's degree in Finance, Business, Law, or related field (Master's preferred)
- 5+ years of compliance experience with 2+ years in leadership roles
- Strong knowledge of financial services/regulatory frameworks (FINRA, SEC, CFPB)
- Certified Compliance & Ethics Professional (CCEP) designation required
- Exceptional analytical skills with data-driven decision-making abilities
- Proven experience in remote team management and virtual collaboration tools
- Excellent written/verbal communication skills with executive-level presentation experience