Job Description
Join our dynamic compliance team at Global Financial Services Inc. as a Compliance Officer in New York City. We provide all necessary equipment including ergonomic workstations, dual monitors, and industry-standard software to ensure your success. This role offers hybrid work options and comprehensive benefits package. You'll be instrumental in maintaining regulatory adherence while advancing your career in a supportive environment.
Responsibilities
- Develop and implement compliance monitoring systems for financial regulations
- Conduct internal audits and risk assessments across all departments
- Prepare detailed compliance reports for executive leadership and regulatory bodies
- Train staff on regulatory updates and compliance protocols
- Collaborate with legal counsel on regulatory changes and policy updates
- Investigate compliance breaches and recommend corrective actions
- Stay current with FINRA, SEC, and NYDFS regulatory requirements
Qualifications
- Bachelor's degree in Finance, Business, or related field (Master's preferred)
- 5+ years of compliance experience in financial services
- Certified Regulatory Compliance Manager (CRCM) or similar certification
- Proficiency in compliance software (e.g., Compliance.ai, MetricStream)
- Strong analytical skills with attention to detail
- Excellent written and verbal communication abilities
- Experience managing cross-functional compliance projects
- Knowledge of AML, KYC, and anti-fraud regulations