Job Description
Urgent Opportunity: Join Our Compliance Team in Reno, NV!
Nevada Financial Group is seeking a dynamic Senior Compliance Officer to safeguard our operations and regulatory integrity. This high-impact role requires meticulous attention to detail and proactive risk management in a fast-paced financial environment. If you're passionate about compliance excellence and want to make an immediate impact, apply today!
Why You'll Love Working With Us:
- Industry-leading compensation and comprehensive benefits package
- Opportunities for professional growth and specialized certifications
- Collaborative culture with industry leaders
- Modern downtown Reno office with flexible work options
Responsibilities
- Develop, implement, and monitor compliance programs aligned with federal/state regulations (AML, BSA, FINRA)
- Conduct risk assessments and internal audits to identify compliance vulnerabilities
- Train staff on regulatory requirements and ethical standards
- Investigate and resolve compliance incidents with detailed documentation
- Stay updated on regulatory changes and implement necessary adjustments
- Liaise with regulatory bodies and prepare compliance reports
- Collaborate with legal and audit teams to ensure cohesive risk management
Qualifications
- Bachelor's degree in Finance, Law, or related field (Master's preferred)
- 5+ years compliance experience in financial services
- Strong knowledge of AML, BSA, and FINRA regulations
- Certified Compliance & Ethics Professional (CCEP) designation required
- Exceptional analytical and investigative skills
- Proven ability to develop compliance policies and procedures
- Advanced proficiency in compliance software (e.g., ComplySci, Actimize)
- Excellent communication and stakeholder management abilities