Job Description
Join our award-winning compliance team in Riverside, CA! We're seeking a detail-oriented Compliance Officer to ensure regulatory adherence and drive ethical practices. This immediate hire opportunity offers competitive compensation, comprehensive benefits, and career growth in a dynamic environment. Help us maintain industry-leading standards while working with cutting-edge compliance technologies.
Responsibilities
- Develop and implement compliance policies aligned with federal/state regulations (e.g., SOX, HIPAA)
- Conduct internal audits and risk assessments across departments
- Investigate regulatory violations and recommend corrective actions
- Train staff on compliance procedures and regulatory updates
- Prepare detailed compliance reports for executive stakeholders
- Collaborate with legal teams on regulatory changes
- Monitor industry trends to ensure proactive compliance measures
Qualifications
- Bachelor's degree in Finance, Business, or related field
- 3+ years compliance/regulatory experience in financial services
- Certification (CRCM, CAMS, or CCEP) preferred
- Strong knowledge of CA and federal regulations
- Exceptional analytical and problem-solving skills
- Advanced proficiency in compliance software (e.g., MetricStream, RSA Archer)
- Ability to thrive in fast-paced, deadline-driven environments